This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for an AML Audit based in United States. This role offers an opportunity to conduct specialized Anti-Money Laundering audits within a broker-dealer environment. As an experienced AML Auditor, you will apply deep knowledge of BSA/AML and fraud risks to assess the effectiveness of financial crime controls. You will plan, execute, and complete audits focused on the broker-dealer business and its regulatory obligations. The position requires a strong understanding of financial crime compliance frameworks, including BSA/AML and sanctions requirements. You will work independently on a project expected to run for approximately two months while applying rigorous audit and compliance practices. The role is fully remote and suited to an experienced internal audit professional with a strong financial services background. Candidates must be based in the continental United States and authorized to work in the U. S. without visa sponsorship. Accountabilities: - Plan, perform, and execute AML audits within a broker-dealer environment. - Apply expert knowledge of BSA/AML and fraud risks to evaluate relevant financial crime controls. - Assess the design and effectiveness of controls applicable to broker-dealer operations. - Apply a strong understanding of the broker-dealer business to identify and evaluate financial crime compliance risks. - Demonstrate knowledge of financial crime compliance regulations and requirements, including BSA/AML and sanctions.
- Conduct audit activities with a thorough, risk-based approach and support the completion of assigned audit objectives within the project timeframe. Requirements: - Bachelor’s degree or higher in accounting, finance, or a related field. - 5+ years of relevant experience within banking or the broker-dealer industry. - 5+ years of internal audit experience specifically focused on Financial Crimes Compliance. - Strong knowledge of BSA/AML, fraud risks, and sanctions compliance. - Demonstrated understanding of controls and regulatory requirements applicable to broker-dealer environments. - Strong analytical, audit, risk assessment, and problem-solving skills. - Ability to independently manage audit activities and deliver high-quality work within a defined project timeline. - Must reside in the continental United States. - Must be legally authorized to work in the United States now and in the future. - Visa sponsorship is not available for this position. Benefits: - Fully remote position within the continental United States. - Project-based engagement expected to last approximately two months. - Opportunity to apply specialized AML, financial crime compliance, and internal audit expertise within a broker-dealer environment. - Exposure to BSA/AML, fraud, and sanctions-related compliance controls and regulatory requirements. - Focused project scope suited to an experienced financial crime audit professional.
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